Online retail brokerage Webull Financial LLC will pay a $4.2 million fine for allegedly failing to implement anti-money laundering controls and guard against customer identity theft as its platform rapidly grew, the Financial Industry Regulatory Authority said Thursday.
Online retail brokerage Webull Financial LLC will pay a $4.2 million fine for allegedly failing to implement anti-money laundering controls and guard against customer identity theft as its platform rapidly grew, the Financial Industry Regulatory Authority said Thursday.
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