The failed investment firm that sold Toronto-listed versions of Cathie Wood’s exchange-traded funds took self-dealing loans, maintained improper records and failed to act in the best interest of its funds, Canada’s top securities regulator ruled.
The failed investment firm that sold Toronto-listed versions of Cathie Wood’s exchange-traded funds took self-dealing loans, maintained improper records and failed to act in the best interest of its funds, Canada’s top securities regulator ruled.
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